Trainees at a major brokerage firm

Trainees at a major brokerage firm

Prepare a PowerPoint presentation.


You have recently been hired as part of annual class of trainees at a major brokerage firm, Mercy Securities Corp (a fictitious firm). After a few days of orientation, you begin its trainee “rotation” through several departments across the firm. The first unit you are assigned to is the ___(you pick what interests you)__ Department where, as an initial project, you are asked to research and study the processes and controls of that department. Your job is to fully explain how that department works and what controls are or should be in place.

Your manager wants you to prepare a written report analyzing the chosen department. In addition, he asks you to give him an oral presentation of your findings and conclusions once you have completed your analysis.

Selection of the Department:

Choose a department of interest from within a brokerage firm. Research will show dozens of potential departments. You may choose any department that interests them.

Proper identification of the processes within the researched department.

Overall organization of presentation.

Accurate calculations of chosen financial ratios.

Strong support for the conclusions reached about relative importance of various processes.

The use of multiple research sources to develop the content of your term paper is expected. Information from electronic sources, books, journals, newspapers, business publications and corporations themselves, is acceptable and should be included in the bibliography

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Trainees at a major brokerage firm
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